CMC Markets have an exciting opening for an Anti-Financial Crime Officer on a permanent basis. You will play a vital role in ensuring that CMC meets its regulatory requirements and support the MLRO in implementing new regulations and BAU requirements, such as AFC related monitoring, AFC reporting, business queries and SAR filings. Excellent communication skills are essential, as you will be required to provide verbal and written correspondence in a timely, clear, and concise manner to external clients.
This role is a great opportunity to join an established Fintech business and will play a key part in ensuring the business meets its regulatory objectives.
Responsibilities:
- Support the MLRO in ensuring that the business complies with all regulatory requirements related to Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and broader financial crime
- Keep up to date with relevant legislation, regulatory changes, and industry best practices across Europe and Germany and support the MLRO with the implementation of regulatory changes
- Assist the MLRO in managing the firm's AML/CTF framework (e.g. AFC risk assessment, country risk matrix), policies, and procedures
- Review, investigate and file suspicious activity reports (SARs) to the FIU
- Conduct second line AFC controls
- Assist the MLRO in cultivating a strong relationship with regulators, managing interaction and dialogue.
- Maintain and promote communication and strong working relationships with key stakeholders, across CMC Markets Germany GmbH as well as Europe and UK / the Group.
- Involvement in audits and audit remediation
- Support the MLRO with training and awareness programmes across the business
- Provide advice/guidance to the business on key areas of AFC
- Undertake such other duties, training and/or hours of work as may be reasonably required and which are consistent with the general level of responsibility of this role.
- Assist the MLRO in providing sufficient management information to local and Group management bodies.
- Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training.
KEY COMPETENCIES:
- Attention to detail and strong analytical skills
- Proactivity
- Decision making
- Integrity and discretion in handling confidential information
- Ability to manage multiple priorities
- Stakeholder communication and influence
- Risk awareness and regulatory mindset
KEY SKILLS AND EXPERIENCE:
- 1-3 years experience with German AML regulations
- German speaker
- Must have a detailed understanding of KYC and CDD processes and compliance requirements
- Experience with SAR filings
- Good knowledge and understanding of BaFin and European regulations (EU AMLDs, FATF, etc)
- Experienced working with Auditors - dealing with queries
- You have excellent communication skills, enabling you to provide clear and reasoned guidance to stakeholders.
- Analytical and enquiring nature, ability to solve problems
- Excellent organisational skills, ability to manage competing priorities and tight deadlines
- You are focussed and ambitious, able to commit to challenging targets that you regularly deliver against
- Able to work on your own initiative and prioritise workload effectively
CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or ag.
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